Investor Protection
MiFID/MiFID II are new rules which lay down new requirement relating to the organization, operations and comliance control of investment firms.
Sydvestor is a distributor of financial instruments related to the assets management mandates and a manufacturer where it facilitates corporate finance transactions.
Sydvestor offers non-independent investment advice.
According to MiFID investment firms must categorize all clients as either retail or professional, including eligible counterparties, based on specific criteria. The degree of investor protection, including information and investment advice requirements, varies according to the degree of professionalism. The new rules related to non-independent investment advice and organisational competence has been implemented.
